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personal and intimate applications, of the human beings one knows
with a certain approximation to real knowledge, of the actual common
substance of life. He turns me to the thought of rivalries and
tendernesses, of differences and disappointments. I am suddenly
brought painfully against the things that might have been. What if
instead of that Utopia of vacant ovals we meet relinquished loves
here, and opportunities lost and faces as they might have looked to
us?
I turn to my botanist almost reprovingly. “You know, she won’t be
quite the same lady here that you knew in Frognal,” I say, and wrest
myself from a subject that is no longer agreeable by rising to my
feet.
“And besides,” I say, standing above him, “the chances against our
meeting her are a million to one…. And we loiter! This is not the
business we have come upon, but a mere incidental kink in our larger
plan. The fact remains, these people we have come to see are people
with like infirmities to our own—and only the conditions are
changed. Let us pursue the tenour of our inquiry.”
With that I lead the way round the edge of the Lake of Lucendro
towards our Utopian world.
(You figure him doing it.)
Down the mountain we shall go and down the passes, and as the
valleys open the world will open, Utopia, where men and women are
happy and laws are wise, and where all that is tangled and confused
in human affairs has been unravelled and made right.
Concerning Freedoms
Section 1
Now what sort of question would first occur to two men descending
upon the planet of a Modern Utopia? Probably grave solicitude about
their personal freedom. Towards the Stranger, as I have already
remarked, the Utopias of the past displayed their least amiable
aspect. Would this new sort of Utopian State, spread to the
dimensions of a world, be any less forbidding?
We should take comfort in the thought that universal Toleration is
certainly a modern idea, and it is upon modern ideas that this World
State rests. But even suppose we are tolerated and admitted to this
unavoidable citizenship, there will still remain a wide range of
possibility…. I think we should try to work the problem out from
an inquiry into first principles, and that we should follow the
trend of our time and kind by taking up the question as one of “Man
versus the State,” and discussing the compromise of Liberty.
The idea of individual liberty is one that has grown in importance
and grows with every development of modern thought. To the classical
Utopists freedom was relatively trivial. Clearly they considered
virtue and happiness as entirely separable from liberty, and as
being altogether more important things. But the modern view, with
its deepening insistence upon individuality and upon the
significance of its uniqueness, steadily intensifies the value of
freedom, until at last we begin to see liberty as the very substance
of life, that indeed it is life, and that only the dead things, the
choiceless things, live in absolute obedience to law. To have free
play for one’s individuality is, in the modern view, the subjective
triumph of existence, as survival in creative work and offspring is
its objective triumph. But for all men, since man is a social
creature, the play of will must fall short of absolute freedom.
Perfect human liberty is possible only to a despot who is absolutely
and universally obeyed. Then to will would be to command and
achieve, and within the limits of natural law we could at any moment
do exactly as it pleased us to do. All other liberty is a compromise
between our own freedom of will and the wills of those with whom we
come in contact. In an organised state each one of us has a more or
less elaborate code of what he may do to others and to himself, and
what others may do to him. He limits others by his rights, and is
limited by the rights of others, and by considerations affecting the
welfare of the community as a whole.
Individual liberty in a community is not, as mathematicians would
say, always of the same sign. To ignore this is the essential
fallacy of the cult called Individualism. But in truth, a general
prohibition in a state may increase the sum of liberty, and a
general permission may diminish it. It does not follow, as these
people would have us believe, that a man is more free where there is
least law and more restricted where there is most law. A socialism
or a communism is not necessarily a slavery, and there is no freedom
under Anarchy. Consider how much liberty we gain by the loss of the
common liberty to kill. Thereby one may go to and fro in all the
ordered parts of the earth, unencumbered by arms or armour, free of
the fear of playful poison, whimsical barbers, or hotel trap-doors.
Indeed, it means freedom from a thousand fears and precautions.
Suppose there existed even the limited freedom to kill in
vendetta, and think what would happen in our suburbs. Consider the
inconvenience of two households in a modern suburb estranged and
provided with modern weapons of precision, the inconvenience not
only to each other, but to the neutral pedestrian, the practical
loss of freedoms all about them. The butcher, if he came at all,
would have to come round in an armoured cart….
It follows, therefore, in a modern Utopia, which finds the
final hope of the world in the evolving interplay of unique
individualities, that the State will have effectually chipped away
just all those spendthrift liberties that waste liberty, and not
one liberty more, and so have attained the maximum general freedom.
There are two distinct and contrasting methods of limiting liberty;
the first is Prohibition, “thou shalt not,” and the second Command,
“thou shalt.” There is, however, a sort of prohibition that takes
the form of a conditional command, and this one needs to bear in
mind. It says if you do so-and-so, you must also do so-and-so; if,
for example, you go to sea with men you employ, you must go in a
seaworthy vessel. But the pure command is unconditional; it says,
whatever you have done or are doing or want to do, you are to
do this, as when the social system, working through the base
necessities of base parents and bad laws, sends a child of thirteen
into a factory. Prohibition takes one definite thing from the
indefinite liberty of a man, but it still leaves him an unbounded
choice of actions. He remains free, and you have merely taken a
bucketful from the sea of his freedom. But compulsion destroys
freedom altogether. In this Utopia of ours there may be many
prohibitions, but no indirect compulsions—if one may so contrive
it—and few or no commands. As far as I see it now, in this present
discussion, I think, indeed, there should be no positive compulsions
at all in Utopia, at any rate for the adult Utopian—unless they
fall upon him as penalties incurred.
Section 2
What prohibitions should we be under, we two Uitlanders in this
Utopian world? We should certainly not be free to kill, assault, or
threaten anyone we met, and in that we earth-trained men would not
be likely to offend. And until we knew more exactly the Utopian
idea of property we should be very chary of touching anything that
might conceivably be appropriated. If it was not the property of
individuals it might be the property of the State. But beyond that
we might have our doubts. Are we right in wearing the strange
costumes we do, in choosing the path that pleases us athwart this
rock and turf, in coming striding with unfumigated rucksacks and
snow-wet hobnails into what is conceivably an extremely neat and
orderly world? We have passed our first Utopian now, with an
answered vague gesture, and have noted, with secret satisfaction,
there is no access of dismay; we have rounded a bend, and down the
valley in the distance we get a glimpse of what appears to be a
singularly well-kept road….
I submit that to the modern minded man it can be no sort of Utopia
worth desiring that does not give the utmost freedom of going to and
fro. Free movement is to many people one of the greatest of life’s
privileges—to go wherever the spirit moves them, to wander and
see—and though they have every comfort, every security, every
virtuous discipline, they will still be unhappy if that is denied
them. Short of damage to things cherished and made, the Utopians
will surely have this right, so we may expect no unclimbable walls
and fences, nor the discovery of any laws we may transgress in
coming down these mountain places.
And yet, just as civil liberty itself is a compromise defended by
prohibitions, so this particular sort of liberty must also have its
qualifications. Carried to the absolute pitch the right of free
movement ceases to be distinguishable from the right of free
intrusion. We have already, in a comment on More’s Utopia, hinted at
an agreement with Aristotle’s argument against communism, that it
flings people into an intolerable continuity of contact.
Schopenhauer carried out Aristotle in the vein of his own bitterness
and with the truest of images when he likened human society to
hedgehogs clustering for warmth, and unhappy when either too closely
packed or too widely separated. Empedocles found no significance in
life whatever except as an unsteady play of love and hate, of
attraction and repulsion, of assimilation and the assertion of
difference. So long as we ignore difference, so long as we ignore
individuality, and that I hold has been the common sin of all
Utopias hitherto, we can make absolute statements, prescribe
communisms or individualisms, and all sorts of hard theoretic
arrangements. But in the world of reality, which—to modernise
Heraclitus and Empedocles—is nothing more nor less than the world
of individuality, there are no absolute rights and wrongs, there are
no qualitative questions at all, but only quantitative adjustments.
Equally strong in the normal civilised man is the desire for freedom
of movement and the desire for a certain privacy, for a corner
definitely his, and we have to consider where the line of
reconciliation comes.
The desire for absolute personal privacy is perhaps never a very
strong or persistent craving. In the great majority of human beings,
the gregarious instinct is sufficiently powerful to render any but
the most temporary isolations not simply disagreeable, but painful.
The savage has all the privacy he needs within the compass of his
skull; like dogs and timid women, he prefers ill-treatment to
desertion, and it is only a scarce and complex modern type that
finds comfort and refreshment in quite lonely places and quite
solitary occupations. Yet such there are, men who can neither sleep
well nor think well, nor attain to a full perception of beautiful
objects, who do not savour the best of existence until they are
securely alone, and for the sake of these even it would be
reasonable to draw some limits to the general right of free
movement. But their particular need is only a special and
exceptional aspect of an almost universal claim to privacy among
modern people, not so much for the sake of isolation as for
congenial companionship. We want to go apart from the great crowd,
not so much to be alone as to be with those who appeal to us
particularly and to whom we particularly appeal; we want to form
households and societies with them, to give our individualities play
in intercourse with them, and in the appointments and furnishings
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