The Sense of Beauty by George Santayana (phonics reading books TXT) 📕

sympathetic feeling, by which suffering is appreciated and shared, has to be overlaid by many incidental aesthetic pleasures, if the resulting effect is to be on the whole good. We have also seen how the only way in which the ridiculous can be kept within the sphere of the aesthetically good is abstracting it from its relations, and treating it as an independent and curious stimulus; we should stop laughing and begin to be annoyed if we tried to make sense out of our absurdity. The less sympathy we have with men the more exquisite is our enjoyment of their folly: satirical delight is closely akin to cruelty. Defect and mishap stimulate our fancy, as blood and tortures excite in us the passions of the beast of prey. The more this inhuman attitude yields to sympathy and reason, the less are folly and error capable of amusing us. It would therefore seem impossible that we should be pleased by the foibles or absurdities of those we love. And in fact we never enjoy seeing our own persons in a satirical light, or any one else for whom we really feel affection. Even in farces, the hero and heroine are seldom made ridiculous, because that would jar upon the sympathy with which we are expected to regard them. Nevertheless, the essence of what we call humour is that amusing weaknesses should be combined with an amicable humanity. Whether it be in the way of ingenuity, or oddity, or drollery, the humorous person must have an absurd side, or be placed in an absurd situation. Yet this comic aspect, at which we ought to wince, seems to endear the character all the more. This is a parallel case to that of tragedy, where the depth of the woe we sympathize with seems to add to our satisfaction. And the explanation of the paradox is the same. We do not enjoy the expression of evil, but only the pleasant excitements that come with it; namely, the physical stimulus and the expression of good. In tragedy, the misfortunes help to give the impression of truth, and to bring out the noble qualities of the hero, but are in themselves depressing, so much so that over-sensitive people cannot enjoy the beauty of the representation. So also in humour, the painful suggestions are felt as such, and need to be overbalanced by agreeable elements. These come from both directions, from the aesthetic and the sympathetic reaction. On the one hand there is the sensuous and merely perceptive stimulation, the novelty, the movement, the vivacity of the spectacle. On the other hand, there is the luxury of imaginative sympathy, the mental assimilation of another congenial experience, the expansion into another life.

The juxtaposition of these two pleasures produces just that tension and complication in which the humorous consists. We are satirical, and we are friendly at the same time. The consciousness of the friendship gives a regretful and tender touch to the satire, and the sting of the satire makes the friendship a trifle humble and sad. Don Quixote is mad; he is old, useless, and ridiculous, but he is the soul of honour, and in all his laughable adventures we follow him like the ghost of our better selves. We enjoy his discomfitures too much to wish he had been a perfect Amadis; and we have besides a shrewd suspicion that he is the only kind of Amadis there can ever be in this world. At the same time it does us good to see the courage of his idealism, the ingenuity of his wit, and the simplicity of his goodness. But how shall we reconcile our sympathy with his dream and our perception of its absurdity? The situation is contradictory. We are drawn to some different point of view, from which the comedy may no longer seem so amusing. As humour becomes deep and really different from satire, it changes into pathos, and passes out of the sphere of the comic altogether. The mischances that were to amuse us as scoffers now grieve us as men, and the value of the representation depends on the touches of beauty and seriousness with which it is adorned.

The grotesque.

§ 64. Something analogous to humour can appear in plastic forms, when we call it the grotesque. This is an interesting effect produced by such a transformation of an ideal type as exaggerates one of its elements or combines it with other types. The real excellence of this, like that of all fiction, consists in re-creation; in the formation of a thing which nature has not, but might conceivably have offered. We call these inventions comic and grotesque when we are considering their divergence from the natural rather than their inward possibility. But the latter constitutes their real charm; and the more we study and develope them, the better we understand it. The incongruity with the conventional type than disappears, and what was impossible and ridiculous at first takes its place among recognized ideals. The centaur and the satyr are no longer grotesque; the type is accepted. And the grotesqueness of an individual has essentially the same nature. If we like the inward harmony, the characteristic balance of his features, we are able to disengage this individual from the class into which we were trying to force him; we can forget the expectation which he was going to disappoint. The ugliness then disappears, and only the reassertion of the old habit and demand can make us regard him as in any way extravagant.

What appears as grotesque may be intrinsically inferior or superior to the normal. That is a question of its abstract material and form. But until the new object impresses its form on our imagination, so that we can grasp its unity and proportion, it appears to us as a jumble and distortion of other forms. If this confusion is absolute, the object is simply null; it does not exist aesthetically, except by virtue of materials. But if the confusion is not absolute, and we have an inkling of the unity and character in the midst of the strangeness of the form, then we have the grotesque. It is the half-formed, the perplexed, and the suggestively monstrous.

The analogy to the comic is very close, as we can readily conceive that it should be. In the comic we have this same juxtaposition of a new and an old idea, and if the new is not futile and really inconceivable, it may in time establish itself in the mind, and cease to be ludicrous. Good wit is novel truth, as the good grotesque is novel beauty. But there are natural conditions of organization, and we must not mistake every mutilation for the creation of a new form. The tendency of nature to establish well-marked species of animals shows what various combinations are most stable in the face of physical forces, and there is a fitness also for survival in the mind, which is determined by the relation of any form to our fixed method of perception. New things are therefore generally bad because, as has been well said, they are incapable of becoming old. A thousand originalities are produced by defect of faculty, for one that is produced by genius. For in the pursuit of beauty, as in that of truth, an infinite number of paths lead to failure, and only one to success.

The possibility of finite perfection.

§ 65. If these observations have any accuracy, they confirm this important truth, — that no aesthetic value is really founded on the experience or the suggestion of evil. This conclusion will doubtless seem the more interesting if we think of its possible extension to the field of ethics and of the implied vindication of the ideal of moral perfection as something essentially definable and attainable. But without insisting on an analogy to ethics, which might be misleading, we may hasten to state the principle which emerges from our analysis of expression. Expressiveness may be found in any one thing that suggests another, or draws from association with that other any of its emotional colouring. There may, therefore, of course, be an expressiveness of evil; but this expressiveness will not have any aesthetic value. The description or suggestion of suffering may have a worth as science or discipline, but can never in itself enhance any beauty. Tragedy and comedy please in spite of this expressiveness and not by virtue of it; and except for the pleasures they give, they have no place among the fine arts. Nor have they, in such a case, any place in human life at all; unless they are instruments of some practical purpose and serve to preach a moral, or achieve a bad notoriety. For ugly things can attract attention, although they cannot keep it; and the scandal of a new horror may secure a certain vulgar admiration which follows whatever is momentarily conspicuous, and which is attained even by crime. Such admiration, however, has nothing aesthetic about it, and is only made possible by the bluntness of our sense of beauty.

The effect of the pathetic and comic is therefore never pure; since the expression of some evil is mixed up with those elements by which the whole appeals to us. These elements we have seen to be the truth of the presentation, which involves the pleasures of recognition and comprehension, the beauty of the medium, and the concomitant expression of things intrinsically good. To these sources all the aesthetic value of comic and tragic is due; and the sympathetic emotion which arises from the spectacle of evil must never be allowed to overpower these pleasures of contemplation, else the entire object becomes distasteful and loses its excuse for being. Too exclusive a relish for the comic and pathetic is accordingly a sign of bad taste and of comparative insensibility to beauty.

This situation has generally been appreciated in the practice of the arts, where effect is perpetually studied; but the greatest care has not always succeeded in avoiding the dangers of the pathetic, and history is full of failures due to bombast, caricature, and unmitigated horror. In all these the effort to be expressive has transgressed the conditions of pleasing effect. For the creative and imitative impulse is indiscriminate. It does not consider the eventual beauty of the effect, but only the blind instinct of self-expression. Hence an untrained and not naturally sensitive mind cannot distinguish or produce anything good. This critical incapacity has always been a cause of failure and a just ground for ridicule; but it remained for some thinkers of our time — a time of little art and much undisciplined production — to erect this abuse into a principle and declare that the essence of beauty is to express the artist and not to delight the world. But the conditions of effect, and the possibility of pleasing, are the only criterion of what is capable and worthy of expression. Art exists and has value by its adaptation to these universal conditions of beauty.

Nothing but the good of life enters into the texture of the beautiful. What charms us in the comic, what stirs us in the sublime and touches us in the pathetic, is a glimpse of some good; imperfection has value only as an incipient perfection. Could the labours and sufferings of life be reduced, and a better harmony between man and nature be established, nothing would be lost to the arts; for the pure and ultimate value of the comic is discovery, of the pathetic, love, of the sublime, exaltation; and these would still subsist. Indeed, they would all be increased; and it has ever been, accordingly, in the happiest and most prosperous moments of humanity, when the mind and the world were knit into a brief embrace, that natural beauty has been best perceived, and art has won its triumphs. But it sometimes happens, in moments less propitious, that the soul is subdued to what it works in, and